Client Financial Safety
at Firth Capital Partners
Economic security is of utmost importance for high-net-worth investors and high-income earners alike. Whether you’re an entrepreneur, a professional with advanced degrees, or one of our ‘essential worker’ heroes, we share your passion for safeguarding your money.
Financial Protections: A Multifaceted Approach
The team at Firth Capital Partners prioritizes the protection of your assets through a combination of insurance and financial stewardship:
Securities Investor Protection Corporation (SIPC)
This non-profit organization provides insurance of up to $500,000 for qualified securities in customer accounts held at member firms, like LPL, in case of broker-dealer failure. Coverage limits apply ($250,000 for cash claims), but SIPC offers a much-needed safety net. Learn more.
Excess SIPC Coverage
LPL also provides excess SIPC coverage through Lloyd's of London, covering securities and cash up to an aggregate firm limit of $1 billion dollars. Such extensive coverage ensures your investments remain protected even in the unlikely case of brokerage insolvency. Learn more.
LPL's Financial Stewardship
LPL Financial is one of the leading financial services companies and the largest independent broker/dealer in the nation*. For more than four decades, the firm has served as an enabling partner, supporting financial advisors in their goals of protecting and growing their clients’ wealth. A chief objective of LPL Financial is to reduce the complexity of running a financial services practice so advisors can focus on what they do best help their clients attain their financial goals and fulfill their dreams.
*As reported in Financial Planning magazine 1996-2023, based on total revenues.
Advanced Cyber Security Measures
LPL Financial invests heavily in advanced IT infrastructure to protect clients from cyber threats. Our team of IT professionals employs the latest technologies and protocols to safeguard sensitive information against unauthorized access and cyber-attacks. Such a proactive approach protects your data and enhances our financial systems' security to ascertain a robust defense against possible cyber threats.